Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Stanley Lombara | 2294826 | 5 | 09/29/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Roy Yuzon Gagaza | 2997205 | 4 | 09/15/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Lee Victor Nordstrom | 2248261 | 6 | 08/11/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Abdul Matin Rahmani | 4269583 | 9 | 08/05/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Scott Randall Armstrong | 2653602 | 2 | 08/03/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Antonio Ramirez | 2973343 | 1 | 07/09/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Scott Adam Brander | 2300933 | 8 | 07/09/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Christopher R Berry | 2794413 | 2 | 07/07/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Forrest Jones | 4880765 | 7 | 06/24/2020 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jean Connell Hicks | 1005922 | 3 | 06/22/2020 | Investigation | $0.00 | $0.00 | See FINRA Report |