Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tedda Joy Rogers | 2807542 | 1 | 01/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tonya Marie McKinney | 6257339 | 2 | 01/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Wayne Harrison Cremeans | 4146668 | 2 | 09/19/2012 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Norman Craig | 4893524 | 3 | 06/28/2012 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffery Alan Favati | 4568979 | 1 | 06/05/2012 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Foard Woodrow Womack | 7208494 | 2 | 06/01/2012 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Francis Daniel Towle | 6473681 | 2 | 04/26/2012 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Wayne Harrison Cremeans | 4146668 | 2 | 01/16/2001 | Financial | Final | $0.00 | $0.00 | See FINRA Report |