Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Sterling Garland | 6587406 | 11 | 12/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy A Shannon | 1872702 | 3 | 12/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Colten R Winchester | 6569288 | 5 | 12/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ashley Flusche | 6909750 | 1 | 12/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric M Green | 6565131 | 4 | 12/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diavante Brown | 7281016 | 1 | 12/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 8 | 12/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Valentine | 2334877 | 8 | 12/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Michelle Myers | 3155896 | 4 | 12/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Britton Hue Trimmer | 4184491 | 5 | 12/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |