Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Elizabeth Liggins | 5458622 | 1 | 01/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alexander Lakatos | 7066078 | 1 | 01/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Darmofal | 7482064 | 2 | 01/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Dameron | 1641769 | 8 | 01/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Kelly Nelson | 6153951 | 4 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Costanzo Cline | 1571374 | 2 | 01/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Manuel Alejandro Sanchez | 7482079 | 2 | 01/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Cahill | 6456350 | 2 | 12/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Goodridge | 6655425 | 1 | 12/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Casey Thomas Allison | 4955134 | 2 | 12/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |