Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lorenzo Daniel Huff | 4321847 | 1 | 01/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Alvord | 4482566 | 6 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sophie M Carnegie | 6303354 | 3 | 01/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Daniel Johnson | 2469785 | 1 | 01/10/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Claudio Seixas Calado | 6106347 | 1 | 01/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael R Moore | 6189181 | 1 | 01/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joanne Elizabeth Secky | 2434369 | 9 | 01/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleenann Marie Tannuzzo | 2270159 | 1 | 01/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |