Potomac Analytics' Logo

FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 17,831-17,840 out of 17,841 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Todd David Patterson21171881206/12/2013FinancialFinal$0.00$0.00See FINRA Report
Daniel Robert Clancy2198744606/11/2013FinancialFinal$0.00$0.00See FINRA Report
Samantha Elliott Barrett5568082306/11/2013FinancialFinal$0.00$0.00See FINRA Report
Walter Jefferson Rountree4410721205/17/2013FinancialPending$0.00$0.00See FINRA Report
Daniel Robert Clancy2198744605/17/2013FinancialFinal$0.00$0.00See FINRA Report
Frances Ann Felich2143509105/17/2013FinancialPending$0.00$0.00See FINRA Report
Brandon Plavka6147585105/16/2013FinancialFinal$0.00$0.00See FINRA Report
Daniel Robert Clancy2198744605/14/2013FinancialFinal$0.00$0.00See FINRA Report
Timothy P Hemcher1734389105/06/2013FinancialFinal$0.00$0.00See FINRA Report
Brett Darryl Amerson6691258105/05/2013FinancialFinal$0.00$0.00See FINRA Report

17,841 Results

Display: