Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Todd David Patterson | 2117188 | 12 | 06/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Robert Clancy | 2198744 | 6 | 06/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Samantha Elliott Barrett | 5568082 | 3 | 06/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Walter Jefferson Rountree | 4410721 | 2 | 05/17/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Daniel Robert Clancy | 2198744 | 6 | 05/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Frances Ann Felich | 2143509 | 1 | 05/17/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Brandon Plavka | 6147585 | 1 | 05/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Daniel Robert Clancy | 2198744 | 6 | 05/14/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy P Hemcher | 1734389 | 1 | 05/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brett Darryl Amerson | 6691258 | 1 | 05/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |