Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Ann Rowland | 1324565 | 1 | 08/02/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Martin Kole | 2524722 | 3 | 07/31/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carver Alexander Dawkins | 1364174 | 1 | 07/31/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Albert Joseph Marma | 2229204 | 1 | 07/25/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mary Frances Gillard-Martin | 1030579 | 4 | 07/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Boyd | 4689291 | 3 | 07/08/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Robert Haeberle | 5728643 | 1 | 07/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Coviello | 1051224 | 3 | 06/17/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Lutes | 5992892 | 1 | 06/13/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Richard Thomas | 4627816 | 1 | 06/12/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |