Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore William Walls | 4198416 | 2 | 10/11/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Aaron Fulmer | 2485350 | 1 | 10/09/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Kent Smith | 1399716 | 1 | 09/25/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sonia Denise Meeter | 3102812 | 1 | 08/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allan McDonald | 1379922 | 1 | 08/30/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Elijah Scott Beauchemin | 6256072 | 1 | 08/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Elkins | 4483316 | 3 | 08/20/2013 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ann McCarty | 2203508 | 1 | 08/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Robert Cravotta | 5190409 | 1 | 08/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Julius Lagaipa | 1392860 | 2 | 08/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |