Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tina Marie Morgan | 7505093 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chris Joseph Ludwig | 2249462 | 15 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harun Yusuf Salaam | 1503979 | 2 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Audoro Mellin | 6998237 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Edward Lawson | 5649688 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamal Ishmael Turner | 7270112 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Jay Pincus | 1811693 | 10 | 09/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Alphonse Bulgini | 2809013 | 2 | 07/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo Jose Herrero | 244068 | 2 | 07/09/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Marie Therese Edde Retourne | 2462473 | 1 | 04/30/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |