Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jasen Daniel Hilson | 5357790 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Thomas Shelby | 5304995 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Marie Delmar | 1649124 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory James Sabala | 6089569 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Shane Charles | 6094088 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lubin-Chamie R Townsend | 6142924 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Stephen Cloutier | 1489752 | 1 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer MacKenzie | 5670414 | 2 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elaine R Thompson-Perez | 1870716 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherilyn Marie Laughlin | 4730580 | 1 | 09/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |