Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Ann Martin | 6005711 | 2 | 09/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allan Conan | 1988885 | 4 | 09/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristin Michelle Lukcso | 5074331 | 1 | 09/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gail S Sonn | 2751176 | 1 | 09/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Craig Jacobs | 1676431 | 1 | 09/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Zebulon Scott | 6045359 | 4 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Kent Nicolls | 4036950 | 2 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Doris Combos Clarke | 5383078 | 4 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen M Palmer | 4901799 | 2 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Matthew Stewart | 6610176 | 2 | 09/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |