Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deidre Nicole Williams | 6420469 | 1 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Martin Robbins | 6636024 | 1 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Dexter Murphy | 4556744 | 5 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Allen Moll | 5985686 | 1 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Scott Barber | 4617523 | 5 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Jeffrey Robinson | 1801251 | 2 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Brandon Bates | 2489387 | 1 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Jeter Reich | 7041004 | 1 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas William Markosky | 2790860 | 2 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Williamson | 6591934 | 2 | 09/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |