Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Duane Robert Merchant | 2164065 | 2 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alta Edith Boan | 1432753 | 6 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randal Craig Mickey | 4299343 | 2 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Russell | 5961250 | 1 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan David Glynn | 6123146 | 2 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eve Stacy Meyer | 2454422 | 1 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tuyen Le Pham | 2815844 | 1 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Conti | 6186990 | 1 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ebi C Mathew | 6767277 | 1 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Scallon | 1714347 | 6 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |