Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Adams | 6635531 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Miles Kettleson | 4714652 | 7 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Miles Kettleson | 4714652 | 7 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melody W Dehond | 2342371 | 10 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Walter Rydzeski | 1192744 | 6 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory J Williams | 6358969 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Kim | 6948814 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Ryan Ferris | 6414279 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Jean Bourgouin | 3207811 | 2 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lee Vandenburg | 5449232 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |