Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jocelyn McGregor | 5652537 | 11 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Gray | 1943954 | 2 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shiloh Ann Henn | 5803825 | 2 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell Joe Sweeting | 6446765 | 2 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sadarrion Dejion Milton | 6851808 | 4 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Nyman | 4545761 | 8 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter John Nelson | 2745856 | 3 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Johnson | 6771171 | 3 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Johnson | 6771171 | 3 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Bonin | 6945447 | 3 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |