Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darcy Renee Smith | 5309132 | 1 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nazam Sattaur | 1731908 | 5 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Lawerence Kiser | 2973205 | 2 | 10/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Berry | 4594868 | 1 | 10/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Kirk Jones | 6017505 | 1 | 10/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myra A Perez | 5181539 | 4 | 10/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Phillip Fuchs | 721017 | 1 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Marvin Davis | 1315953 | 2 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Warren Markus Mayfield | 5497049 | 1 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 14 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |