Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Prentice Valiant Chevalier | 1871981 | 13 | 10/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Denise Blue | 7098028 | 1 | 10/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Fitzgibbon Burke | 1024635 | 2 | 10/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Gironta | 1814837 | 1 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Ann Northrop Shaw | 3042916 | 1 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marisa Lynn Brown | 2987613 | 4 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ching Eiler | 6786958 | 2 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Sultan | 835415 | 1 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Michelle McGrath | 4049414 | 3 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Autumn S Gleave | 6715010 | 3 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |