Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hieu Trung Nguyen | 6111272 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allie Miranda Martinez Huerta | 6138935 | 1 | 10/10/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Freeman | 2501433 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Santini | 6129815 | 2 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Santini | 6129815 | 2 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Joseph Lamoreaux | 6041755 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Charles Biance | 6403442 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ara Bayindiryan | 6671108 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Brian Halperin | 4605400 | 1 | 10/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Leonard | 1630322 | 2 | 10/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |