Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward George Degalan | 1060053 | 1 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Marmande | 2233021 | 6 | 10/13/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sabina Karoline Gartler | 6027661 | 3 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Gregory Dalton | 2029331 | 1 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colleen Manning Long | 5147565 | 1 | 10/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Glasgow | 1354873 | 11 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry C Balanza | 4623951 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Juanita Stoll | 2232986 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elliot Marc Yablun | 1926585 | 3 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Ellison Redfearn | 1205065 | 2 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |