Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robyn S Hawkins | 5921346 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beryl David Vise | 4136163 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Henderson | 6447677 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eder Hernandez Barrientos | 6824461 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Wayne Fonken | 2245727 | 3 | 10/14/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dunneille Derey Anderson | 6553978 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel D Prelog | 4545458 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Ann Martin | 6005711 | 2 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Santiago | 4601557 | 1 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Frank Galatioto | 4957257 | 4 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |