Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janet Elizabeth Davis | 2814152 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy G Nelson | 6356249 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Lee Degroot | 6262037 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Marlene Estrada | 5147843 | 4 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Marlene Estrada | 5147843 | 4 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Layton Whiffen | 464693 | 3 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Young | 1883505 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey R Powers | 5076715 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Frances Strudel | 2160096 | 1 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jared P Roaten | 4151120 | 2 | 10/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |