Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Todd Emerick | 4618541 | 3 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Lekita Coleman | 5558537 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Paul Farrall | 2559797 | 4 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Collin Arthur Crowe | 6879083 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawnalee Grey | 5090502 | 8 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dorothy Fulford Browning | 6453131 | 5 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dorothy Fulford Browning | 6453131 | 5 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Wayne Clark | 3199836 | 1 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando V de La Vega | 2025344 | 20 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Harvey Britton Vaughn | 500700 | 8 | 10/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |