Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Pacheco | 6524680 | 1 | 10/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincenzo Anthony Fresquez | 6516089 | 1 | 10/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin E Vozar | 6193226 | 2 | 10/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Renee Albright | 5101157 | 1 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dominic Thomas Debruin | 2788196 | 5 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando G Irazu | 2948812 | 5 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey James Riegle | 6461243 | 3 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Arthur Scanlon | 4766327 | 1 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence Lee Taege | 2720673 | 2 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruby Christina Wise-Cooper | 6139996 | 1 | 10/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |