Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Ray Druckenmiller | 5191639 | 3 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maurice Rene Levesque | 1822531 | 2 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Joseph Bianco | 1281445 | 1 | 10/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan A Guerrero | 4295408 | 1 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl W Jensen | 4752222 | 4 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duane Robert Merchant | 2164065 | 2 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence Daniels | 1790559 | 4 | 10/22/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Hemant Pal Singh | 1823977 | 3 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesc Josep Badia-Mur | 1368098 | 1 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Ernest Cloutier | 2716134 | 1 | 10/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |