Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Suzette Blasini | 7426092 | 1 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Randy Max Wolken | 2216552 | 4 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jessica A Passier | 5670618 | 1 | 10/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Fitzgerald Kutzmonich | 1128352 | 2 | 10/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Chastity Ann Peterson | 3096682 | 1 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Todd Donaldson Quinn | 4254170 | 2 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Todd Donaldson Quinn | 4254170 | 2 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Pouria Malhamdary | 7394578 | 10 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Fitzpatrick Donnal | 6714355 | 1 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steven Pierce Fish | 4476154 | 1 | 10/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |