Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Thompson | 1614627 | 5 | 10/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nickolus Lanorris Stephens | 5011187 | 1 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Christopher Wyskiel | 4903588 | 1 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Annette Azbill | 4340062 | 1 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Robert King | 2191091 | 24 | 10/27/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stacia A Zynczenko | 6202229 | 1 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Ryan Fallesen | 6063472 | 5 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego Alejandro Velasquez | 4336308 | 4 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Woodrow Wilson Williford | 5844147 | 10 | 10/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |