Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Freeman Chaney | 1589139 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary James Dedilectis | 1664764 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Dabulis | 2302842 | 4 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy M Meade | 6145108 | 2 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Whiteman Reed | 3240982 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ann Brushier | 6902709 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Margaret Peake | 4485099 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Dehart | 5647374 | 2 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmen J Memoli | 3053629 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clifford Franklin Shnier | 6406109 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |