Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Allen Halker | 6543950 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Levi | 5587350 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin P Pachucki | 4547725 | 3 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Luanne Brannon | 2143627 | 3 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Luanne Brannon | 2143627 | 3 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Hladon Caldwell | 4190190 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martha I Knauth | 1798564 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Paul Bolden | 857123 | 5 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Daniel Curtis | 2015917 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |