Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Ann Bickel | 5734426 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John P Rudningen | 2863878 | 4 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Peter Kuk | 4302398 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Enrique Gonzalez | 1811191 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Dominic Woryn | 4649737 | 2 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Bing | 1703963 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gregory Weddle | 5083371 | 2 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Chun Chan | 5590161 | 10 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morgan Mae Foster | 5063102 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Basinger Stevens | 1293407 | 2 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |