Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Kent Nicolls | 4036950 | 2 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Miles Kettleson | 4714652 | 7 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Miles Kettleson | 4714652 | 7 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Earnhardt Thomas | 6389076 | 16 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kristina Earnhardt Thomas | 6389076 | 16 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Ellison Redfearn | 1205065 | 2 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ellen Alexander | 1882453 | 2 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Troy Robert Brinkman | 7643252 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garneth C Ramos | 4942088 | 4 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |