Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Christopher Jones | 5136521 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Lawerence Kiser | 2973205 | 2 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Jon La Plante | 6111242 | 3 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Jon La Plante | 6111242 | 3 | 10/31/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Clark | 5996982 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Josue Edouard | 6570281 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Adams | 4815850 | 2 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheryl Jaffe Curtis | 5824832 | 2 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher David Cammarata | 5382286 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Frank Sciortino | 1233471 | 3 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |