Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred B Farrell | 5967762 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Pinzker | 2525439 | 6 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Pinzker | 2525439 | 6 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Pinzker | 2525439 | 6 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Debbs | 4757851 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenda Gail McConneghey | 724416 | 2 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Kye Abraham | 5595930 | 5 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherie Lynette Harris | 4824267 | 6 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hamza Farooquee | 6554985 | 6 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Albert Mangiro | 1744967 | 9 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |