Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Toni Lynn Sutherland | 2729672 | 7 | 11/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Lowe | 6721047 | 3 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karla Jean Paris | 6643944 | 4 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Garry Bertrand | 4195721 | 2 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Earl Harman | 5870217 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Marriott | 5440188 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikay Nicole Lim | 5070215 | 2 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashot Minasyan | 6724461 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Johnson | 6771171 | 3 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Thompson Manning | 5664823 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |