Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Paul Charbonneau | 5739614 | 2 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James F Hill | 6112952 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark David Sannerud | 1364423 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Bradley Kantz | 2715107 | 2 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tikola Calloway | 5463976 | 1 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando G Irazu | 2948812 | 5 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Rae Waddell | 1024859 | 3 | 11/03/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Kacean McCoy | 3220333 | 3 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Burton | 5000877 | 1 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin James Girouard | 4844993 | 1 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |