Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Auletti | 2275004 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Patrick Hemmer | 3012254 | 8 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Ann Evans | 2611320 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Bradley Kantz | 2715107 | 2 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Romonia Bradford Lee | 6381198 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Berryhill Davis | 3093487 | 4 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Berryhill Davis | 3093487 | 4 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Berryhill Davis | 3093487 | 4 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan F Scottorn | 5303778 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Regina Latrelle McCormick | 6122806 | 3 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |