Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Basma Sofia Shaikhaleid | 4803133 | 1 | 11/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Rosen | 1706321 | 4 | 11/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Hugh James McGraw | 4598766 | 1 | 11/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Cook | 6567003 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Conner Patrick Dubois | 6129298 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew van Nguyen | 6267483 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Lucas | 7499144 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin David Reynolds | 7699071 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Francis Toole | 1334554 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Page Griffin | 1383824 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |