Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Slepcevich | 806137 | 3 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sabina Karoline Gartler | 6027661 | 3 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Glynn Weismann | 7045767 | 1 | 11/09/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Berryhill Davis | 3093487 | 4 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando G Irazu | 2948812 | 5 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawndra C Rodriguez | 4804961 | 1 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Louise Nolen | 4133587 | 3 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Jose Garcia | 5909532 | 5 | 11/07/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Nichols Marcello | 4078613 | 1 | 11/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Infante | 2660297 | 3 | 11/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |