Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alisha Waters | 6746267 | 1 | 11/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Craig Jenkins | 6629523 | 1 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Charles Olsson | 857922 | 6 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Neal | 2849446 | 3 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Neal | 2849446 | 3 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney Rae Smith | 4458169 | 2 | 11/10/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Fernando G Irazu | 2948812 | 5 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Joseph Coite | 6304594 | 1 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |