Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roosevelt Emanual Grayson | 1328135 | 4 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ron Anthony Bekins | 4886933 | 2 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Joseph King | 6526804 | 1 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Denise Williams | 2137997 | 2 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Douglas Mooneyham | 1907740 | 3 | 11/13/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Leif Vanhala | 7426870 | 3 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Marlene Estrada | 5147843 | 4 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Robert Wooddell | 2169820 | 5 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Sycks | 5325133 | 1 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Sidell | 808977 | 3 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |