Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Osiola Madrill Henderson | 4560910 | 2 | 11/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Keigan | 4868285 | 1 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Wayne Thomas | 6715474 | 4 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deva Antoinete Hupaylo | 2030634 | 1 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zeyd Ibn Sattar | 6196997 | 4 | 11/14/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Violet I Rainwater | 4253516 | 6 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian M McQueeney | 4123536 | 1 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce G Blumberg | 4743594 | 1 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jung Dae Kim | 3135110 | 2 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Albert Herrera | 2153052 | 1 | 11/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |