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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 17,341-17,350 out of 17,841 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tina Marie Cross6250988111/17/2014FinancialFinal$0.00$0.00See FINRA Report
Carolyn Jean Tewell4337446111/17/2014FinancialFinal$0.00$0.00See FINRA Report
Kathleen Marie Menaugh6891290111/17/2014FinancialFinal$0.00$0.00See FINRA Report
Alina Luchianenco6744530111/17/2014FinancialFinal$0.00$0.00See FINRA Report
Loren Shane Jenson4374367111/17/2014FinancialFinal$0.00$0.00See FINRA Report
Matthew Michael Kunst3163686111/17/2014FinancialFinal$0.00$0.00See FINRA Report
Jamie Lynn Thuss3188652111/17/2014FinancialFinal$0.00$0.00See FINRA Report
Charles Darren Thuss6004842111/17/2014FinancialFinal$0.00$0.00See FINRA Report
John Stephen Kostukovich4000752111/16/2014FinancialFinal$0.00$0.00See FINRA Report
Ross Stuart Hunt1059298211/16/2014FinancialFinal$0.00$0.00See FINRA Report

17,841 Results

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