Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marion Alexandra Berg-Hallock | 5155407 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Thomas Davis | 5982828 | 1 | 11/19/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Woodrow Wilson Williford | 5844147 | 10 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Gregg Speicher | 2494607 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Hargitt Foley | 2399706 | 5 | 11/18/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Richard Dickinson | 4882153 | 1 | 11/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell Walter Rideaux | 5211032 | 4 | 11/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reginald Alan Rhodes | 1806586 | 1 | 11/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Demkiw | 7502742 | 1 | 11/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurtis C Borman | 1584526 | 4 | 11/18/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |