Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Lou Cousineau | 4896204 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin John Fick | 2614936 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Douglas Barren | 1526214 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Patrick Beston | 5296215 | 2 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Lybarger | 7680872 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Arthur Icardo | 2306111 | 7 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Loyd Cook | 4667440 | 2 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Cassutt | 4819695 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Willard Lance Scott | 2583080 | 1 | 11/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Roger Baldassin | 5201597 | 2 | 11/19/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |