Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Glicken | 6677418 | 2 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Gregory Marek | 2458841 | 4 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Ann Domingo | 1589868 | 1 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Anne Hatcher | 2344145 | 2 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlotte Ann Chase | 4975427 | 2 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Gardner Fenchak | 5721185 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marisa Lynn Brown | 2987613 | 4 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Wade Eldridge | 2409686 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Casey Michael Hauser | 5811945 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Diaz-Lazaro | 1659978 | 1 | 11/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |