Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaime Morales | 1872848 | 3 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Lee Wagner | 5859258 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Craig Price Hunter | 6187013 | 2 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henrietta Hemingway | 6621550 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sara Marie Ruby | 7060487 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Theodore Bunce | 2047916 | 4 | 11/23/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marilyn Freed Allen | 1784429 | 1 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drew Ronald Childress | 5650621 | 1 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Jacob Stratmann | 5133454 | 1 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glicken | 6677418 | 2 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |