Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Cody Hawkins-Fitzgerald | 2506434 | 8 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Theresa Ann Zimmerman | 6822817 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eric Martin Ruth | 2466253 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brigitte Kime | 5555737 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cynthia Corrine Pascocello | 1269385 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Joseph Engelbert | 1425354 | 1 | 11/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Wayne Washowich | 2202563 | 2 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Stephen Holladay | 1031679 | 3 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mark Demosthenes Generales | 854190 | 3 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donna Adele Martorelli | 2562807 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |