Potomac Analytics' Logo

FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 17,291-17,300 out of 17,841 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Cody Hawkins-Fitzgerald2506434811/25/2014FinancialFinal$0.00$0.00See FINRA Report
Theresa Ann Zimmerman6822817111/25/2014FinancialFinal$0.00$0.00See FINRA Report
Eric Martin Ruth2466253111/25/2014FinancialFinal$0.00$0.00See FINRA Report
Brigitte Kime5555737111/25/2014FinancialFinal$0.00$0.00See FINRA Report
Cynthia Corrine Pascocello1269385111/25/2014FinancialFinal$0.00$0.00See FINRA Report
Timothy Joseph Engelbert1425354111/25/2014FinancialFinal$0.00$0.00See FINRA Report
Wayne Washowich2202563211/24/2014FinancialFinal$0.00$0.00See FINRA Report
Jeffrey Stephen Holladay1031679311/24/2014FinancialFinal$0.00$0.00See FINRA Report
Mark Demosthenes Generales854190311/24/2014FinancialFinal$0.00$0.00See FINRA Report
Donna Adele Martorelli2562807111/24/2014FinancialFinal$0.00$0.00See FINRA Report

17,841 Results

Display: