Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Edward Dennison | 5701934 | 1 | 11/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heidi Jostes | 6876318 | 1 | 11/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Micelotta | 3003032 | 3 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Beck Beverly | 1178488 | 3 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence John Schmidt | 2367962 | 7 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Vanorder | 4462037 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Shreve | 3277745 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Proctor Greathouse | 706322 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aline Lenore Fisher | 1037390 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiana Margaret Loyd | 6783812 | 1 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |