Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Austin McManus | 5921008 | 1 | 11/30/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Wayne Thomas | 6715474 | 4 | 11/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Rodriguez | 5242504 | 3 | 11/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Razzano | 2705405 | 5 | 11/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Lynn Jackson | 1551158 | 3 | 11/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Ruiz Kazazian | 7660603 | 1 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Miller | 6254015 | 1 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Salvatore Di Fazio | 4608571 | 1 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Paul Charbonneau | 5739614 | 2 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |