Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lindsey Ellen Davis | 6165136 | 3 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Kircher | 6204444 | 4 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Fletcher Colvin | 4866381 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Dale Register | 1085996 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Vincent Wyssling | 1625907 | 1 | 12/01/2014 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gary Eugene Kerr | 1626141 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlin Eugene Jung | 1937361 | 4 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Earle Redfearn | 2771876 | 1 | 11/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andre Pierre Senegal | 6065655 | 8 | 11/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |