Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reginald Bidos | 4870474 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Alberto Morato | 6154787 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Marie McHugh | 4180727 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Allen Johnson | 5618546 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob D Stenger | 6423598 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Ruben Tineo | 1411558 | 4 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Michael Duhon | 6752321 | 3 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Evette Kiehne | 6504117 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa S Scruggs | 6364734 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Efrain Alejandro Gamarra | 6238933 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |